Publications

  1. Publications
  2. Publications search results
Filter results
Expand / Collapse
Filter by document type
Filter by year
Sort by:

Search results

Find and participate in FCA consultations – this section lists our currently open consultations.

Policy and guidance Calls for input Consultation papers Discussion papers Feedback statements Finalised guidance Guidance consultations Good and poor practice Handbook Market studies Multi-firm reviews Newsletters Policy statements Thematic reviews Clear all filters

Showing 1 to 10 of 3094 search results for .

  1. GC24/4: Proposed amendments to FG17/6 - Guidance on the treatment of politically exposed persons (PEPs) [pdf]

    Guidance consultations Published: 18/07/2024
    FSMA mandated work on PEPs. Our consultation paper on changes to existing guidance.

  2. The treatment of politically exposed persons

    All firms Multi-firm reviews Published: 18/07/2024 Last modified: 18/07/2024
    The FCA has reviewed how effectively firms are following guidance on politically exposed persons for anti money-laundering purposes and proposed changes.

  3. The treatment of Politically Exposed Persons – multi-firm review [pdf]

    Multi-firm reviews Published: 18/07/2024
    The FCA has reviewed firms' treatment of UK politically exposed persons (PEPs) and their relatives and close associates (RCAs).

  4. GC24/4: Proposed amendments to Guidance on the treatment of politically exposed persons

    Guidance consultations Published: 18/07/2024 Last modified: 18/07/2024
    We are consulting on changes to our Guidance for firms on applying a proportionate and risk-based approach to UK Politically Exposed Persons.

  5. PS24/7: Implementing the Overseas Funds Regime [pdf]

    Policy statements Published: 17/07/2024
    Our final rules on the implementation of the Overseas Funds Regime.

  6. PS24/7: Implementing the Overseas Funds Regime (OFR)

    Policy statements Published: 17/07/2024 Last modified: 17/07/2024
    Our final rules on the implementation of the Overseas Funds Regime

  7. Call for Information: Big tech and digital wallets

    Firms Calls for input Published: 15/07/2024 Last modified: 15/07/2024
    Digital wallets are becoming a key part of the payment landscape, and it is important for regulators to understand the opportunities and the risks these pose for UK users of payment systems.

  8. PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules [pdf]

    Policy statements Published: 11/07/2024
    Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules.

  9. GC24/3: Primary Market Bulletin No. 50

    Guidance consultations Published: 11/07/2024 Last modified: 11/07/2024
    We are consulting on the following proposed changes to the Knowledge Base.

  10. Primary Market Bulletin 50

    Newsletters Published: 11/07/2024 Last modified: 11/07/2024
    This special edition consults on changes we propose to make to guidance in our Knowledge Base.