Showing 1 to 10 of 15117 search results.

1. Short positions disclosed to us [xlsx]

   Data Published: 22/07/2024 Last modified: 22/07/2024
   The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.

2. Notice of Decision 2024: Devlin Motors Ltd [pdf]

   Decision notices Published: 22/07/2024
   This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

3. Notice of Decision 2024: Ricsar Automotive [pdf]

   Decision notices Published: 19/07/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4. Notice of Decision 2024: Boyslade Garage Limited [pdf]

   Decision notices Published: 19/07/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5. Notice of Decision 2024: CASAFI Limited [pdf]

   Decision notices Published: 19/07/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

6. Notice of Decision 2024: Cash Converters (Stoke) Limited [pdf]

   Decision notices Published: 19/07/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

7. Notice of Decision 2024: R H Motors [pdf]

   Decision notices Published: 19/07/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

8. List of market makers and authorised primary dealers [pdf]

   Documents Published: 19/07/2024 Last modified: 19/07/2024
   FCA's list of market makers and authorised primary dealers using the exemption under the UK SSR.

9. GC24/4: Proposed amendments to FG17/6 - Guidance on the treatment of politically exposed persons (PEPs) [pdf]

   Guidance consultations Published: 18/07/2024
   FSMA mandated work on PEPs. Our consultation paper on changes to existing guidance.

10. The treatment of politically exposed persons

    All firms Multi-firm reviews Published: 18/07/2024 Last modified: 18/07/2024
    The FCA has reviewed how effectively firms are following guidance on politically exposed persons for anti money-laundering purposes and proposed changes.